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U.S. Securities and Exchange Commission
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891	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 16, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-16 18:01:48 Financial regulation Government Life Partners U.S. Securities and Exchange Commission Securities Exchange Act
892	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 5, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-05 04:52:19 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
893	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 24, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-24 06:14:33 Finance Financial regulation Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission SEC filing Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
894	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAApril 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 15:26:15 Financial Industry Regulatory Authority Financial regulation United States Securities and Exchange Commission Financial economics Alternative display facility ACT U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Self-regulatory organizations Economy of the United States
895	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 27, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-27 17:20:36 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
896	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-10 15:51:13 Financial economics Financial system Finance Financial services Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Registered representative United States securities law 73rd United States Congress United States Securities and Exchange Commission
897	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 06:34:45 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
898	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 17, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-17 10:30:58 Waddell & Reed U.S. Securities and Exchange Commission Financial economics Securities and Exchange Commission Disgorgement Government Investment Economics Corporate crime Fair Fund United States Securities and Exchange Commission
899	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 15, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-15 13:15:50 U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Government United States United States securities law Financial regulation Investment Advisers Act
900	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 19:25:27 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial services Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 United States securities law Financial economics Finance